Jonathan J. Shepland, CRCP
Chief Compliance Officer
Expertise: Compliance, Regulatory Guidance, Risk Management
Email: jshepland@roberts-ryan.com
Phone: 646-542-0753
Career
Jonathan Shepland is Chief Compliance Officer at Roberts & Ryan Inc. and has more than 25 years of experience in compliance, regulatory guidance, and risk management.
Prior to joining Roberts & Ryan, Mr. Shepland was the President of Shep Compliance Solutions LLC, a comprehensive compliance advisory services firm. Before that, he was Vice President of Compliance at Arena Investors LP, where he oversaw the daily management of the fund adviser’s worldwide compliance and broker-dealer programs. Before that, Mr. Shepland was the Chief Compliance Officer and Chief Operating Officer for Zebed Securities LLC. Prior to that, he was Managing Director of Major Gifts Fundraising at Ranieri Partners Management LLC, where he advanced $2 million in scholarship funds to over two thousand students. Mr. Shepland was also the Chief Compliance Officer of Grace Financial Group.
Mr. Shepland was the Founding Co-Chairman of the Sacred Heart University Parent Council and is a past member of the Board of Governors and House Chairman of the Union League Club NYC.
Mr. Shepland is a FINRA Certified Regulatory Compliance Professional, and holds the SIE and FINRA Series 7, 14, 24, 55, 57, 63 & 99 licenses.
Education and Service
Jonathan Shepland is a graduate of Florida International University.