Equitable Financial Life Notes Due 2023 – April 2021

Equitable Financial Life FRN Notes Due 2023 – April 2021

Amalgamated Bank Selling Group Member – August 2018

SailPoint Technologies Holdings Selling Group Member – August 2018

Appian Corporation Selling Group Member – August 2018

Sarepta Therapeutics Selling Group Member – November 2018

SolarWinds Selling Group Member – October 2018

New Residential Investment Selling Group Member – November 2018

EVO Payments Selling Group Member – September 2018

Viking Therapeutics Selling Group Member – September 2018