Brian Scala

Managing Director
Expertise: Equity Trading & Compliance
Experience: 25+ years
Phone: 646-921-4869

Brian Scala is Managing Director of Roberts and Ryan Investments

Brian Scala is a Managing Director at Roberts & Ryan. Mr. Scala has more than 25 years of experience, focused primarily on equity and options trading and compliance. Prior to joining Roberts & Ryan, Mr. Scala was a Senior Vice President & Head of Equity Trading at Drexel Hamilton, LLC, a veteran-owned investment bank. Before that, Mr. Scala was Executive Director of Institutional Sales Trading at O’Neil Securities, Inc., where he was an equity trader for institutional clients, Chief Options Compliance Officer, and Head of the Equity Technology Department. Mr. Scala was also the CEO and Chief Equity and Options Compliance Officer for the Equity Trading Division of Clancy Financial Services. Prior to Clancy Financial Services, Mr. Scala was a NYSE Floor Broker for Troy Securities, the Head NASDAQ Sales Trader at KV Execution, and a NYSE Floor Clerk for PSK Securities.

Mr. Scala holds SIE and FINRA Series 4, 7, 25, 55 & 63 licenses.