Financial Industry Veterans in a Variety of Asset Classes and Products

Institutional Agency Trading

We offer sales trading and “High-touch” agency execution services to institutional clients including corporations, mutual funds, hedge funds, endowments, foundations, state agencies, registered investment advisors, and pension funds.

We offer a range of execution service, tailored to client needs.

  • Equity Secondary Trading – Corporate Stock Repurchase Execution, 10B5-1 and 10B-18 Plans, ATM Execution
  • Transition Management
  • Fixed Income Trading
  • 24/5 Liquidity in American Depository Receipts (ADRs) – over-the-counter, both sponsored and unsponsored