866.884.9959
39 Broadway, Suite 1640, New York, NY
Roberts and Ryan Investments
Roberts & Ryan

Roberts & Ryan Team

Authenticity
Roberts & Ryan is majority led, and staffed, by military service veterans.

The team is comprised of seasoned financial industry professionals with an average Wall Street experience of over 25 years.

Regardless of their backgrounds, our veterans – Executive Staff, Advisory Board, and Team Members – share the common bond of service to the nation during times of conflict and peace. Each of our staff members, whether veteran or citizen-patriot, possesses the ethos of service – service to clients and service to our nation’s veterans of the American Profession of Arms.

Executive Staff

Expertise: Management, Operations, and Pensions. 10 years experience.

James Niemie
Chief Executive Officer

Expertise: Asset management. 25 years experience.

Brian Rathjen
President

Expertise: Credit Trading & Capital Markets. 26 years experience.

Edward D’Alessandro
Chief Operating Officer

Expertise: Finance, Marketing and Operations. 22 years experience.

Sadie Millard
Chief Administrative Officer

Expertise: Asset management. 25 years experience.

Daniel Ledva
Chief Compliance Officer

Expertise: Regulatory and Securities Law. 20 years experience.

Kenneth Merlo
Chief Legal Counsel

Team Members

Expertise: Equity Block Program and Algorithmic Trading. 23 years experience.

Alex Bonello
Senior Director

Expertise: Alternatives, Business Development. 25 years experience.

William Bonner, CFA
Capital Raising

Expertise: Institutional Sales. 15 years experience.

Brendan Canty
Vice President

Expertise: Municipal Finance, Underwriting. 35 years experience.

Robert Ceresa
Senior Director

Expertise: Corporate Business Development, Capital Markets, Equity Trading & Sales. 20 years experience.

Pete Clarke
Senior Director

Expertise: Investments, Capital Markets, Financial Technology/Analysis. 20 years experience.

Anthony Conroy
Senior Director

Expertise: Business Development, Sales, Consultant Relations, Financial Analysis. 13 years experience.

Michael C. Del Priore
Director

Expertise: Corporate Business Development, Capital Markets, Equity Trading & Sales. 25 years experience.

Jason Hardzewicz
Senior Director

Expertise: Global Capital Markets. 32 years experience.

Alex Mainero
Managing Director

Expertise: Equity Trading & Sales, Corporate Business Development, Capital Markets. 25 years experience.

James McDevitt
Senior Director

Expertise: Operations, Administration, HR. 20 years experience.

Jennifer McDonough
Director of Administration

Expertise: Equity Trading. 15 years experience.

Sang Nguyen, Ph.D.
Associate

Expertise: Equities. 22 years experience.

Gerald O’Donnell
Senior Director

Expertise: Regulatory Compliance. 35+ years experience.

Angela Puccia
Senior Compliance Officer

Expertise: Equity Sales & Trading. 25+ years experience.

Edward Reid
Senior Director