Royal Bank of Canada FRN Notes Due 2026 – January 2021

Equitable Financial Life Notes Due 2023 – April 2021

Equitable Financial Life FRN Notes Due 2023 – April 2021

Amalgamated Bank Selling Group Member – August 2018

SailPoint Technologies Holdings Selling Group Member – August 2018

Appian Corporation Selling Group Member – August 2018

Sarepta Therapeutics Selling Group Member – November 2018